![]() Here are the steps to follow to earn your license. Those who get this license are officially listed as registered representatives by FINRA, butĪre more commonly referred to as stockbrokers. ![]() The Series 7 is generally preferred by banks and broker dealers for new recruits coming directly into the financial services industry. A holder is allowed to sell corporate stocks and bonds, municipal bonds, mutual funds, variableĪnnuities, options, direct participation program (DPP) partnerships, and packaged securities (i.e., collateralized mortgage obligations). What is a Series 7 license? Known as the General Securities Registered Representative license, this license allows you to sell a broad range of securities.
0 Comments
Leave a Reply. |
AuthorWrite something about yourself. No need to be fancy, just an overview. ArchivesCategories |